Home Invites Members Groups Events Careers Videos News Photos Blogs Polls Forums Chat
Home > Career Center > Job Seekers > Job Search
Job Title: Middle Office Specialist
Company Name: HSBC
Location: Buffalo, NY
Position Type: Full Time
Post Date: 06/27/2022
Expire Date: 07/27/2022
Job Categories: Other
Job Description
Middle Office Specialist

This role primarily provides trade execution and account support services to the RBWM client base, including advisor-led and self-directed via phone and email. The Specialist also supports internal clients such as Financial Consultants, Wealth Operations staff, Compliance and Sales Management. Responsible for receiving and executing domestic and international securities orders and providing high quality information and account maintenance services to clients, internal and external and in multiple languages.

The WPB Services Desk covers the full span of the WPB client continuum; therefore, Specialists may also cover for HNW client order entry services as needed.

 

Primary Responsibilities

  • Attend to phone lines in queue and service clients accordingly and efficiently within existing guidelines
  • Receive and execute buy/sell orders for equities, options, fixed income, structured products, mutual funds and foreign currency
  • Perform account maintenance services upon client request
  • Initiate Forms (IRA distribution, ACH, Journal, etc)
  • Support clients for Tax reporting needs
  • Support RBWM/HNW brokerage trade inquiry/correction requests
  • Support RBWM/HNW brokerage for corporate reorgs election completion
  • Support Middle Office and Operations on all trade related matters and reports
  • Support Sales Management and Regulatory Compliance
  • Respond to regulatory inquiries as needed
  • Receive, review and analyze a variety of reports and documents for accuracy
  • Maintain proper desk activity records

Qualifications & Requirements

Employment eligibility to work with HSBC in the U.S. is required as the company will not pursue visa sponsorship for these positions

  • Licensed Registered Representative, Series 7 and 63 mandatory AND 65 or 66 mandatory to obtain within 12 months
  • Language Skills: English, Mandarin, Cantonese or Spanish is highly desirable 
  • Minimum of two years proven and progressive service and related financial services industry experience or equivalent
  • Bachelor’s degree in business, related field or equivalent experience
  • Strong and proven research, communication, organizational, analytical, customer service, sales and problem-solving skills
  • Sound knowledge of investment products, markets and traditional and non-traditional service providers
  • Impeccable phone manners – Must be well-spoken and well written, with a people focused attitude
  • Ability to manage multiple and changing priorities with tact, diplomacy and confidentiality
  • Strong knowledge of regulations affecting area of responsibility
  • Proficiency with personal computers as well as pertinent mainframe systems and software packages 

#LI-VN1

All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.


Share |
Contact Information
Company Name: HSBC
Website:https://mycareer.hsbc.com/en_GB/external/PipelineDetail/Middle-Office-Specialist/5877
Apply Now | Forward Job to a Friend | More Jobs From This Employer

(Advertise Here)
Who's Online
>> more | invite 
Latest Photos
>> more | add
Most Popular Bloggers
tanisha grant has logged 26146 blog subscribers!
elynor moss has logged 9903 blog subscribers!
>> more | add 
Latest Member Activity
jadora james just edited her profile. 09:05PM
charlie hardy just edited his profile. 02:33PM
charlie hardy just became a new member. 02:30PM
yaa astar just became a new member. 02:13PM
toluwanimi ijarotimi just became a new member. 04:01AM
michael braco just became a new member. 06:36AM
melonna clarke just became a new member. 02:16PM
cornelius davis just became a new member. 09:07PM
john munoz just became a new member. 11:35AM
gideon boadu just became a new member. 03:48AM
kimberly sellars-bates just became a new member. 12:25PM
karl spencer just became a new member. 10:22PM
>> more | invite friends